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353 N. Clark St, Chicago, IL 60654 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-07 |
| CA | RA | APPROVED | 2013-01-03 |
| IL | RA | APPROVED | 2006-12-12 |
Branch Locations
610 Cenral Avenue Suite 200, Highland Park, IL 60035-3255 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mesirow Financial, Inc. | Chicago | IL | 10/2000 | Present |
1.) THE JAMES M. GARTENBERG MEMORIAL SCHOLARSHIP FUND, 501C3 HAS BEEN ESTABLISHED TO RAISE MONIES FOR THIS SCHOLARSHIP, TITLE: PRESIDENT, FUNDRAISING AND ANNUAL GOLF OUTING ARE PRIMARY MEANS OF SOLICITATION, DEVOTE 20 HOURS PER MONTH. 2.) SUKKAT SHALOM; NOT INVESTMENT-RELATED; SYNAGOGUE; BOARD MEMBER; COMMITTEE MEMBER-SOCIAL AND EDUCATION; DEVOTE 4 HOURS PER MONTH. 3.) ROGER WILLIAMS UNIVERSITY; NOT INVESTMENT-RELATED; UNIVERSITY; BOARD MEMBER ON THE BOARD OF ADVISERS TO THE PRESIDENT; TO BUILD A LEADERSHIP BODY COMPRISED OF RWU ALUMNI AND FRIENDS; DEVOTE 5 HOURS PER MONTH. 4.) EARL MONROE NEW RENAISSANCE BASKETBALL SCHOOL; NOT-INVESTMENT RELATED; CHARTER CO-ED HIGH SCHOOL; BOARD OF ADVISORS; MONTHLY MEETINGS AND FUNDRAISING FOR THE SCHOOL; DEVOTE 5 HOURS PER MONTH. 5.) BRIARWOOD COUNTRY CLUB; NOT-INVESTMENT RELATED; COUNTRY CLUB; BOARD MEMBER; MONTHLY MEETINGS; DEVOTE 3-4 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-24 |
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