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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-01 |
| PA | RA | APPROVED | 2009-10-08 |
Branch Locations
1407 Eisenhower Blvd. Richland Sq. Ii Suite 101, Johnstown, PA 15904 • United States
180 Charlotte Drive Suite 100, Altoona, PA 16601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Altoona | PA | 09/2009 | Present |
1. Johnstown Concert Ballet/Dance Works; 300 Power Street Johnstown PA 15906; Johnstown Concert Ballet Co is a 501c3 nonprofit, all-volunteer organization, supporting the ballet school and its productions; Board Member; Assist with business planning and ideas for a new building/renovation project. General board activity as required to support the JCB; affiliation started 04/06/2017; 2.0 hours per month; not during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-11 |
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