Catherine Ellen Galgano

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2026-03-02
NY	RA	APPROVED	2021-06-16
CT	RA	APPROVED	2018-10-10
TX	RA	APPROVED_RES	2016-04-22
IL	RA	APPROVED	2016-03-23

NV RA
APPROVED

Since 2026-03-02
NY RA
APPROVED

Since 2021-06-16
CT RA
APPROVED

Since 2018-10-10
TX RA
APPROVED_RES

Since 2016-04-22
IL RA
APPROVED

Since 2016-03-23

Branch Locations

917 Tahoe Boulevard Suite 200, Incline Village, NV 89451 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Incline Village	NV	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Incline Village, NV

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-08-25
S63	Uniform Securities Agent State Law Examination	1986-07-21

S65 Uniform Investment Adviser Law Examination

1994-08-25
S63 Uniform Securities Agent State Law Examination

1986-07-21

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

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