Steve Ray Russell

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  South Lake Tahoe, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  South Lake Tahoe, CA

Previous Registrations

• 2009-04-02 → 2011-01-03
  Wells Fargo Investments, Llc
  Reno, NV
  South Lake Tahoe, CA
  Stateline, NV
  Incline Village, NV
  Incline Village, NV
• 2002-07-16 → 2009-04-03
  Banc Of America Investment Services, Inc.
  Reno, NV
  Stateline, NV
  Redding, CA
  Reno, NV
  Reno, NV

Other Businesses

RUSSELL INVESTMENT PROPERTIES LLC; INVESTMENT RELATED; RENO, NV; RENTAL PROPERTY; 100% OWNERSHIP WITH SPOUSE; START DATE 1/2012; 4 HRS PER MONTH; 0 HRS DURING TRADING.; RENTAL PROPERTY, INVT RELATED, RENO, NV, 100% OWNERSHIP, START DATE 11/1/2018, 25 HRS PER MONTH, 0 HRS DURING TRADING, PROPERTY MANAGER. RENTAL PROPERTY, INVT RELATED, RENO, NV, 100% OWNERSHIP, START DATE 11/1/2016, 25 HRS PER MONTH, 0 HRS DURING TRADING, PROPERTY MANAGER. RENTAL PROPERTY, INVT RELATED, RENO, NV, 100% OWNERSHIP, START DATE 9/12/2017, 25 HRS PER MONTH, 0 HRS DURING TRADING, PROPERTY MANAGER. THUNDERBIRD LODGE PRESERVATION SOCIETY, INVT RELATED, INCLINE VILLAGE, NV, INVESTMENT COMMITTEE, START DATE 1/1/2009, 8 HRS PER MONTH, 0 HRS DURING TRADING. STATEMENTS AND ATTENDING MEETINGS TO DISCUSS CASH FLOW, ALIGNING INVESTMENTS, ALL ASPECTS OF THE CAUSE, AND MEETING WITH MILITARY LEADERSHIP. RENTAL PROPERTY; INV RELATED; BURLINGTON, VT; 100% OWNERSHIP; START 06/01/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; LANDLORD RUSSELL VT INVESTMENT PROPERTY; INV RELATED; 100% OWNERSHIP; START 12/04/2023; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; HOLDS REAL ESTATE. FOUNDATION 36, INC.; INV RELATED; RENO, NV; PRESERVE NEVADA / WESTERN HISTORY AND NV HISTORY COLLECTION; TREASURER; START DATE: 09/01/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING; THUNDERBIRD LODGE PRESERVATION SOCIETY; INV RELATED; RENO, NV; PRESERVE NEVADA / WESTERN HISTORY AND NV HISTORY COLLECTION; TREASURER; START DATE: 09/01/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

• S66 Uniform Combined State Law Examination
  2002-07-15
• S63 Uniform Securities Agent State Law Examination
  1999-11-23

Designations

• Certified Financial Planner