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Joshua Seth Martin

Wells Fargo Clearing Services, LLC

Incline Village, NV

Reno, NV

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-02-13
TX RA APPROVED_RES 2013-01-05
NV RA APPROVED 2011-01-03
  • CA RA
    APPROVED
    Since 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-01-05
  • NV RA
    APPROVED
    Since 2011-01-03

Branch Locations

938 Tahoe Blvd, Incline Village, NV 89451 • United States

6005 Plumas St 2Nd Fl [Sh-Rbo], Reno, NV 89519 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc South Lake Tahoe CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc South Lake Tahoe CA 11/2016 Present
Previous Registrations
  • 2006-12-11 → 2011-01-03
    Wells Fargo Investments, Llc
    Stateline, NV
    South Lake Tahoe, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-09
S63 Uniform Securities Agent State Law Examination 2004-11-19
  • S66 Uniform Combined State Law Examination
    2006-12-09
  • S63 Uniform Securities Agent State Law Examination
    2004-11-19

View on SEC IAPD

Other Firms

UBS FINANCIAL SERVICES INC.
1CONFIRMATION
INDEPENDENT ADVISOR ALLIANCE, LLC
U.S. BANCORP ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
MORGAN STANLEY
INCLINE INVESTMENT MANAGEMENT, LLC
INCLINE INVESTMENT ADVISORS, LLC

Other Investors

STEVE RAY RUSSELL
ERIC WILLIAM BICKENBACH
THERESA MARIE LARSEN
ELLIOT DEBRABANDER
JEFFREY MARK KLINGER
WILLIAM DONALD RADTKE
ERIKA ELIZABETH HERFERT
EMILY GORDON DE LA REGUERA

Other Offices

UBS FINANCIAL SERVICES INC. · Incline Village, NV
1CONFIRMATION · INCLINE VILLAGE, NV
INDEPENDENT ADVISOR ALLIANCE, LLC · Incline Village, NV
WELLS FARGO CLEARING SERVICES, LLC · INCLINE VILLAGE, NV
U.S. BANCORP ADVISORS, LLC · Incline Village, NV
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · INCLINE VILLAGE, NV
MORGAN STANLEY · Incline Village, NV
INCLINE INVESTMENT MANAGEMENT, LLC · INCLINE VILLAGE, NV

More in Incline Village, NV

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