Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-07 |
| CT | RA | APPROVED | 2016-03-11 |
Branch Locations
180 Glastonbury Blvd Ste 100, Glastonbury, CT 06033 • United States
Avon, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | West Hartford | CT | 02/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | West Hartford | CT | 11/2016 | Present |
TRUSTEE FOR FRIEND; INV RELATED; WEST HARTFORD, CT; START: 2009; 1 HR/MO; 1 HR DURING TRADING. WAVES CONDO ASSOCIATION; NOT INVT RELATED; NEWPORT, RI; PRESIDENT; 05/2025; 5 HOURS PER MONTH; 0 DURING TRADING; MANAGE CONDO ASSOCIATION
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-26 |
Reach out to this advisor