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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-08-25
FL RA APPROVED 1987-04-03
  • TX RA
    APPROVED_RES
    Since 2010-08-25
  • FL RA
    APPROVED
    Since 1987-04-03

Branch Locations

6 Poplar Trail, Ocala, FL 34480 • United States

3350 Sw 148Th Ave Ste 110, Miramar, FL 33027 • United States

Ocala, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Orlando FL 04/1986 03/2020
Ameriprise Financial Services, Llc Ocala FL 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 6 Poplar Trail Ocala, Fl 34480, ,; ; . Other Business Activities; ROCO LLC; Owns building used to house the Ameriprise office; 6 Poplar TrailOcala, Fl 34480Owns building for the office, ,; ; 08/22/2008; 1 to 9 hours per month; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-10-23
  • S63 Uniform Securities Agent State Law Examination
    1986-10-23
Other Names
  • Joan Acquavella

View on SEC IAPD

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