Warren Judson Scroggie

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 04/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dunnellon, FL
• 12/2009 → 04/2024
  Bank Of America,Na
  Ocala, FL
• 04/2024 → Present
  Raymond James Financial Services, Inc
  Ocala, FL
• 04/2024 → Present
  Raymond James Financial Services Advisors, Inc
  Ocala, FL

Previous Registrations

• 2009-10-23 → 2024-04-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dunnellon, FL
  Ocala, FL
  Ocala, FL
  Ocala, FL
  Belleview, FL
  Ocala, FL
  Ocala, FL
  Jacksonville, FL
• 2004-03-18 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Ocala, FL
  Belleview, FL
  Dunnellon, FL
  Ocala, FL
  Ocala, FL
  Ocala, FL
• 1999-04-13 → 2004-03-15
  Morgan Stanley Dw Inc.
  Ocala, FL

Other Businesses

(1)Name of Business: Address: 41 se 9th terrace, Ocala, FL, 34471-1108, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 08/14/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: building purchased by me and partners. Where we will operate our wealth management bussines (2)Name of Business: Scroggie Meffert Davis and Associates Address: 201 SW 2nd St Ste 102, Ocala, FL, 34471-1108, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/05/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Marketing DBA (3)Name of Business: shuckers Address: 408 sw 16th street, ocala, FL, 34471, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 06/03/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: none (4)Name of Business: WJScroggie llc Address: 201 SW 2nd St Ste 102, Ocala, FL, 34471-1108, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/05/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: operating account for for expenses

Exams

• S66 Uniform Combined State Law Examination
  1999-04-26

Other Names

• Jud Scroggie
• Warren Judson Scroggie