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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-09 |
| TX | RA | APPROVED | 2024-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ocala | FL | 07/2014 | 04/2024 |
| Bank Of America, N.A. | Ocala | FL | 08/2014 | 04/2024 |
| Raymond James Financial Services, Inc. | Ocala | FL | 04/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Ocala | FL | 04/2024 | Present |
(1)Name of Business: Scroggie, Meffert Davis & Asssociates Address: 201 SW 2nd St Ste 102, Ocala, FL, 34471-1108, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/05/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Partner in the practice that we branded with Raymond James. Marketing DBA designation (2)Name of Business: SMD RE LLC Address: 41 SE 9th Terrace, Ocala, FL, 34471, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 08/14/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Building purchased by me and my partners, Warren Scroggie and Ross Davis. The building is where we will operate our wealth management business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-21 |
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