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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-02-17 |
| TX | RA | APPROVED | 2020-02-14 |
Branch Locations
1107 E Silver Springs Blvd. #8, Ocala, FL 34470 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Ocala | FL | 08/2009 | 02/2020 |
| Lpl Financial Llc | Ocala | FL | 02/2020 | Present |
1) 2020-06-25 - Thomas Fleck, LLC - Business Entity For Tax/Investment Purposes Only - N - at reported business location(s) - 2020-05-21 - 0hrs/mth - 0hrs/mth during trading 2) 2026-05-14 - Thomas Fleck LLC - Non-Variable Insurance - Y - at reported business location(s) - 2026-05-06 - 10hrs/mth - 7hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-19 |
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