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Seth Diamond

Raymond James & Associates, Inc.

Glastonbury, CT

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-01-15
  • CT RA
    APPROVED
    Since 2025-01-15

Branch Locations

180 Glastonbury Blvd Suite 300, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Glastonbury CT 12/2013 04/2017
Janney Mongomery Scott Llc Glastonbury CT 04/2017 01/2025
Raymond James & Associates Glastonbury CT 01/2025 Present
  • 12/2013 → 04/2017
    Janney Montgomery Scott Llc
    Glastonbury, CT
  • 04/2017 → 01/2025
    Janney Mongomery Scott Llc
    Glastonbury, CT
  • 01/2025 → Present
    Raymond James & Associates
    Glastonbury, CT
Previous Registrations
  • 2013-12-19 → 2025-01-23
    Janney Montgomery Scott Llc
    Glastonbury, CT
    West Hartford, CT
    Glastonbury, CT
  • 2009-06-01 → 2014-01-03
    Morgan Stanley
    Hartford, CT
    Hartford, CT
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Hartford, CT
  • 2005-07-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Hartford, CT
    Hartford, CT
  • 2004-08-24 → 2005-07-07
    Wells Fargo Clearing Services, Llc
    Glastonbury, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-15
S63 Uniform Securities Agent State Law Examination 1995-08-24
  • S65 Uniform Investment Adviser Law Examination
    1995-09-15
  • S63 Uniform Securities Agent State Law Examination
    1995-08-24
Designations

View on SEC IAPD

Other Firms

USI ADVISORS
USI SECURITIES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
JANNEY MONTGOMERY SCOTT LLC
INTEGRATED WEALTH CONCEPTS LLC
CORNERSTONE PLANNING GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

Daniel Robert Casella
STUART SELLARS WALLACE
JOSEPH MICHAEL MATTIA
DENISE M OBRIEN
JOSEPH FRANK DEROSA
BINDU MUKUNDRAY PATEL
CHRISTOPHER JOHN MARTIN
SARAH J BRUNO

Other Offices

USI ADVISORS · GLASTONBURY, CT
USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT

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