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Richard Ashleigh Fortune

Mml Investors Services, LLC

Warren, NJ

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-22
NJ RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2021-02-22
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

25 Independence Boulevard Suite 200, 2Nd Floor, Warren, NJ 07059 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Roseland NJ 07/1983 03/2017
Massachusetts Mutual Life Insurance Company Warren NJ 07/2016 Present
Mml Investors Services, Llc Warren NJ 03/2017 Present
  • 07/1983 → 03/2017
    Metlife Securities Inc.
    Roseland, NJ
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Warren, NJ
  • 03/2017 → Present
    Warren, NJ
Previous Registrations
  • 2002-07-30 → 2017-03-25
    Msi Financial Services, Inc.
    Somerset, NJ
    Piscataway, NJ
    Piscataway, NJ
    Bridgewater, NJ
    Iselin, NJ
Other Businesses

1) Name: Richard A Fortune Inv rel: Y Add: 25 Independence Blvd, Suite 200, Warren, NJ 07059 Nature: Outside Insurance Sales Position Agent Start date: 1/2018 No. HR/MO: 5 No. HR/MO during sec trading: 5 Duties: Life (Term/Universal/Whole), Disability, Long-Term Care, Health and Fixed Annuities. 2) Name: Fortune Real Estate Partners LLC Inv rel: Y Add: 152 Liberty Corner Rd Ste 1 Warren, NJ 07059 Nature: LLC/Real Estate Position: Ownership Start date: 03/2015 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: Established the LLC as an owner titled. 3) Name: Fortune Wealth Financial group LLC Inv rel: Y Add: 152 Liberty Corner Rd Ste 1 Warren, NJ 07059 Nature: LLC Position: Managing Member Start date: 07/2016 No. HR/MO: 50 No. HR/MO during sec trading: 40 Describe duties: LLC used for rents, expenses, taxes, etc. 4) NAME: The Center of Great Expectations INV REL: Y ADD: 19A Dellwood Lane, Somerset NJ 08873 NATURE: A non-profit human services organization POSITION: Treasurer START DATE: 04/24/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Chairperson of the finance committee, including reviewing financial reports and budgets and reports to the board. 5) Name: Thats The Ticket LLC Inv rel: N Add: Residential Address Nature: LLC Position: Owner Start date: 6/17/2026 No. HR/MO: 40 No. HR/MO during sec trading: 0 Describe duties: Maintain and authenticate sports memorabilia and consulting of collections.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-05-07
  • S63 Uniform Securities Agent State Law Examination
    1998-05-07

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