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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-22 |
| NJ | RA | APPROVED | 2017-03-25 |
Branch Locations
25 Independence Boulevard Suite 200, 2Nd Floor, Warren, NJ 07059 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Roseland | NJ | 07/1983 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Warren | NJ | 07/2016 | Present |
| Mml Investors Services, Llc | Warren | NJ | 03/2017 | Present |
1) Name: Richard A Fortune Inv rel: Y Add: 25 Independence Blvd, Suite 200, Warren, NJ 07059 Nature: Outside Insurance Sales Position Agent Start date: 1/2018 No. HR/MO: 5 No. HR/MO during sec trading: 5 Duties: Life (Term/Universal/Whole), Disability, Long-Term Care, Health and Fixed Annuities. 2) Name: Fortune Real Estate Partners LLC Inv rel: Y Add: 152 Liberty Corner Rd Ste 1 Warren, NJ 07059 Nature: LLC/Real Estate Position: Ownership Start date: 03/2015 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: Established the LLC as an owner titled. 3) Name: Fortune Wealth Financial group LLC Inv rel: Y Add: 152 Liberty Corner Rd Ste 1 Warren, NJ 07059 Nature: LLC Position: Managing Member Start date: 07/2016 No. HR/MO: 50 No. HR/MO during sec trading: 40 Describe duties: LLC used for rents, expenses, taxes, etc. 4) NAME: The Center of Great Expectations INV REL: Y ADD: 19A Dellwood Lane, Somerset NJ 08873 NATURE: A non-profit human services organization POSITION: Treasurer START DATE: 04/24/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Chairperson of the finance committee, including reviewing financial reports and budgets and reports to the board. 5) Name: Thats The Ticket LLC Inv rel: N Add: Residential Address Nature: LLC Position: Owner Start date: 6/17/2026 No. HR/MO: 40 No. HR/MO during sec trading: 0 Describe duties: Maintain and authenticate sports memorabilia and consulting of collections.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-05-07 |
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