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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-06 |
| MT | RA | APPROVED | 2014-11-26 |
| NJ | RA | APPROVED | 2004-03-17 |
| TX | RA | APPROVED_RES | 1999-09-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 10/1992 | Present |
| Bank Of America,N.A. | New York | NY | 08/2009 | Present |
I*128914 For profit or not for profit: For-Profit Organization Name of outside business organization: Dep properties Investment related: Y Address of business: fraklin lakes, New Jersey 7446 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 12/31/2019 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: family relaestate I*2175289, Entity Type: , Name of OBA: e d p, Address: wcl, New Jersey, 07446, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 20-Jan-2023, No Hours: 1 Weekly, No Hours during Trading: 1 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-29 |
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