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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-09-24 |
| TX | RA | APPROVED_RES | 1988-05-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wellesley Hills | MA | 03/1986 | Present |
| Bank Of America, Na | Wellesley Hills | MA | 09/2009 | Present |
I*: 2086382 Entity Type: Entity Charitable Name of OBA: The Carroll Center for the Blind Address: Newton, MA 02458 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 11/21/2024 Number of Hours: 50 hrs annually Number of Hours during trading: 50 hrs annually Duties: My main focus will be involved in the Development Committee. I will be expected to participate in the Board meetings and vote on items brought before the entire Board. I will not be involved in the finance committee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-19 |
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