Andrew Harrison Peatross

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Raleigh, NC
• 11/2016 → 11/2017
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
• 11/2017 → Present
  Rbc Capital Markets, Llc
  Raleigh, NC

Previous Registrations

• 2009-01-30 → 2017-11-03
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
• 2001-03-21 → 2009-02-12
  Scott & Stringfellow, Llc
  Raleigh, NC
  Raleigh, NC

Other Businesses

CO-TRUSTEE FOR BROTHER, INVESTMENT RELATED, RALEIGH, NC, START DATE: 2/2009, 5 HOURS PER MONTH. (2)Name of Business: Wake County Smart Start Business Description: Pre K programs for under privileged Business is investment-related: no Address: 4901 West Edge Drive Raleigh N.C. 27606 Capacity: Committee/Council Member (not associated with the Board of Directors) Start Date: 09/10/19 Duties: consulting on the advancement committee on ways to approach Foundations,Counties and corporations on how to work together for the community. Hours devoted per month: one hour every 2 months Hours devoted during securities hours per month: 0

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-07-16

Other Names

• A. Harrison Peatross
• Harrison Peatross
• Andrew Harrison Peatross
• Andrew Harrison Peatross