Best Investors Account Sign in

Gaylien Haunani Quindica Rafferty

Ameriprise Financial Services, LLC

Honolulu, HI

Wichita, KS

CRD 1499252

Claim This Profile
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2023-08-17
TX RA APPROVED_RES 2021-07-12
HI RA APPROVED 1987-04-20
  • KS RA
    APPROVED
    Since 2023-08-17
  • TX RA
    APPROVED_RES
    Since 2021-07-12
  • HI RA
    APPROVED
    Since 1987-04-20

Branch Locations

1585 Kapiolani Blvd Ste 1730, Honolulu, HI 96814 • United States

Wichita, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Honolulu HI 04/1986 03/2020
Ameriprise Financial Services, Llc Honolulu HI 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-06-07
  • S63 Uniform Securities Agent State Law Examination
    1986-06-07
Other Names
  • Gaylien Haunani Quindica
  • Gaylien Haunani Larita

View on SEC IAPD

Nearby Firms

REGENCY CAPITAL MANAGEMENT INC.
WEALTH ALIGNMENT PARTNERS, LLC
WELLS FARGO CLEARING SERVICES, LLC

Nearby Investors

Kawika Shoji
GEORGE CHRISTIAN FLOAN HART
IAN YUEN YEE WONG

Nearby Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI

More in Honolulu, HI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor