Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-07 |
| CO | RA | APPROVED | 2018-02-14 |
| IL | RA | APPROVED | 2018-02-14 |
| MO | RA | APPROVED | 2018-02-14 |
| OK | RA | APPROVED | 2018-02-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Belleville | IL | 11/2011 | 02/2018 |
| Lpl Financial Llc | Belleville | IL | 02/2018 | Present |
1. 02/14/2018 - Trinity Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2011 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100%. 2. 02/14/2018 - No Business Name - Not Investment Related - 3424 South Belt West Belleville, IL 62226 - Real Estate Rental - Landlord - Start Date 2000 - 5 Hours Per Month/0 Hours During Securities Trading - Time Spent 1%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-06 |
Reach out to this advisor