Kathleen Bridget Kernan

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Raymond James & Associates, Inc.
  Swansea, IL

Previous Registrations

• 2009-03-20 → 2013-02-13
  Morgan Keegan & Company, Llc
  Swansea, IL
  St. Louis, MO
• 2006-05-19 → 2009-03-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Swansea, IL
  Swansea, IL

Other Businesses

(1)Name of Business: Galway Properties Address: 13 Timber Waters Ct, Swansea, IL, 62226, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 09/24/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams

• S66 Uniform Combined State Law Examination
  2006-05-08
• S63 Uniform Securities Agent State Law Examination
  1996-10-11

Other Names

• Kathy Kernan
• Kathleen Bridget Fenoughty