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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2013-02-13
  • IL RA
    APPROVED
    Since 2013-02-13

Branch Locations

23 Public Square Suite 450, Belleville, IL 62260 • United States

Swansea, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Swansea IL 02/2013 Present
Previous Registrations
Other Businesses

(1)Name of Business: Galway Properties Address: 13 Timber Waters Ct, Swansea, IL, 62226, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 09/24/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-08
S63 Uniform Securities Agent State Law Examination 1996-10-11
  • S66 Uniform Combined State Law Examination
    2006-05-08
  • S63 Uniform Securities Agent State Law Examination
    1996-10-11
Other Names
  • Kathy Kernan
  • Kathleen Bridget Fenoughty

View on SEC IAPD

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Other Investors

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