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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-09-02
IL RA APPROVED 2025-07-23
  • MO RA
    APPROVED
    Since 2025-09-02
  • IL RA
    APPROVED
    Since 2025-07-23

Branch Locations

23 Public Square Suite 450, Belleville, IL 62260 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc St Louis MO 06/2017 05/2025
Wells Fargo Clearing Services Llc St Louis MO 03/2022 05/2025
Target Fairview Heights IL 08/2016 06/2017
Raymond James &Associates Inc. St. Louis MO 05/2025 Present
Amazon Flex Seattle WA 07/2024 Present
  • 06/2017 → 05/2025
    Wells Fargo Clearing Services Llc
    St Louis, MO
  • 03/2022 → 05/2025
    Wells Fargo Clearing Services Llc
    St Louis, MO
  • 08/2016 → 06/2017
    Target
    Fairview Heights, IL
  • 05/2025 → Present
    Raymond James &Associates Inc.
    St. Louis, MO
  • 07/2024 → Present
    Amazon Flex
    Seattle, WA
Other Businesses

Amazon Flex 410 Terry Avenue North, Seattle, Washington Pick up at local Warehouses and deliver packages to individual contractors in the surrounding area. Shifts done on the weekends Non-Investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-18
  • S66 Uniform Combined State Law Examination
    2025-07-18
Other Names
  • Brendan Sawyer
  • Brendan J Sawyer

View on SEC IAPD

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