Thomas Stroud Jr

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 11/2016
  Wells Fargo Advisors, Llc
  New Bern, NC
• 11/2016 → 04/2024
  Wells Fargo Clearing Services, Llc
  New Bern, NC
• 04/2024 → Present
  Wells Fargo Advisors Financial Network, Llc
  Greenville, NC

Previous Registrations

• 2015-07-16 → 2024-04-08
  Wells Fargo Clearing Services, Llc
  New Bern, NC
  Greenville, NC
  Greenville, NC

Other Businesses

WHHS RE, LLC, INVT RELATED, GREENVILLE, NC, 25% OWNERSHIP, START DATE 8/24/23, 5 HRS PER MONTH AND DURING TRADING, REAL ESTATE FOR FINET PRACTICE.| WHHS WEALTH ADVISORS LLC; GREENVILLE, NC; 25%OWNERSHIP; START 11/10/23, 10 HOURS PER MONTH; 0 HOURS DURING TRADING; FINET PRACTICE.| TES LLC, INV RELATED, GREENVILLE, NC, 100% OWNERSHIP, START: 1/1/24, 0 HOURS A MONTH, 5 HOURS DURING TRADING, FINET PRACTICE LLC.| RED BANKS OFFICE CONDOMINIUM ASSOCIATION, NOT INV RELATED, GREENVILLE, NC, BOARD MEMBER, START DATE: 1/1/24, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, DISCUSSING GOVERNING DOCUMENTS AND NEEDED MAINTENANCE.| CORAL CAY CONDOMINIUM HOA; NOT INV RELATED; ATLANTIC BEACH, NC; HOA; BOARD MEMBER; START DATE 01/01/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING

Exams

• S66 Uniform Combined State Law Examination
  2015-07-16

Other Names

• Thomas E Stroud
• Thomas Edgar Stroud