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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-04-05 |
Branch Locations
2120 N Queen St, Kinston, NC 28501 • United States
498 A Red Banks Boad, Greenville, NC 27858 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Kinston | NC | 04/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Kinston | NC | 11/2016 | 04/2024 |
| Wells Fargo Advisors Financial Network, Llc | Greenville | NC | 04/2024 | Present |
WARNER, HOOD, HARDEE AND STROUD REAL ESTATE LLC; INV. RELATED; GREENVILLE, NC; 25% OWNERSHIP; PURCHASE REAL ESTATE FOR FINET PRACTICE; START DATE 4/10/2024; 0 HRS PER MONTH.; WARNER , HOOD, HARDEE & STROUD LLC; INV RELATED; GREENVILLE, NC; 25% OWNERSHIP; START 04/10/2024; 3 HOURS PER MONTH; 0 HOURS DURING TRADING; FINET PRACTICE.; JWH LLC, INV RELATED, GREENVILLE, NC, 100% OWNERSHIP, START: 1/1/2024, 5 HOURS A MONTH, 0 HOURS DURING TRADING, FINET PRACTICE LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-16 |
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