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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-04-05 |
| TX | RA | APPROVED | 2024-04-05 |
Branch Locations
2120 N Queen St, Kinston, NC 28501 • United States
Atlantic Beach, NC • United States
2120 N Queen St [Office Of Convenience], Kinston, NC 28501 • United States
498 A Red Banks Boad, Greenville, NC 27858 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Kinston | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Kinston | NC | 11/2016 | 04/2024 |
| Wells Fargo Advisors Financial Network, Llc | Greenville | NC | 04/2024 | Present |
CORAL BAY RIDGE HOMEOWNERS ASSOCIATION; NOT INV RELATED; EMERALD ISLE, NC; BOARD MEMBER; START 11/14/2023; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRARDING; DISCUSS COMMUNAL LANDSCAPING, ROADS, ETC. WHHS REAL ESTATE LLC, INV RELATED, GREENVILLE, NC, 25% OWNERSHIP, START 6/30/2023, 5 HOURS PER MONTH, 1 HOUR DURING TRADING, TO HOLD REAL ESTATE FOR FINET PRACTICE BUILDING.; WARNER, HOOD, HARDEE & STROUD WEALTH ADVISORS, LLC, INV RELATED, GREENVILLE, NC, 25% OWNERSHIP, START: 4/8/2024, 3 HOURS A MONTH, 0 HOURS DURING TRADING, FINET PRACTICE. MDWJ LLC; INV RELATED; KINSTON, NC; 100% OWNERSHIP; START 11/14/2023; 160 HOURS PER MONTH; 0 HOURS DURING TRADING; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-17 |
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