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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-03-14
  • FL RA
    APPROVED
    Since 2011-03-14

Branch Locations

350 E Las Olas Blvd 19Th Fl, Fort Lauderdale, FL 33301 • United States

Weston, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fort Lauderdale FL 03/2011 11/2016
Wells Fargo Clearing Services, Llc Fort Lauderdale FL 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-05
S63 Uniform Securities Agent State Law Examination 1986-05-20
  • S65 Uniform Investment Adviser Law Examination
    1996-03-05
  • S63 Uniform Securities Agent State Law Examination
    1986-05-20
Other Names
  • Simon David Kopel
  • Simeon David Kopel

View on SEC IAPD

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