Kyle Lum

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 05/2018
  Massmutual Life Insurance Company
  Las Vegas, NV
• 04/2011 → 05/2018
  Mml Investors Services Llc
  Las Vegas, NV
• 05/2018 → 11/2018
  Securities America, Inc.
  Las Vegas, NV
• 05/2018 → 11/2018
  Cooper Financial Group
  Las Vegas, NV
• 03/2019 → 04/2024
  Prudential Insurance Company Of America
  Las Vegas, NV
• 03/2019 → 04/2024
  Pruco Securities, Llc.
  Las Vegas, NV
• 11/2016 → 11/2020
  Total Wealth Solutions, Llc
  Las Vegas, NV
• 11/2018 → 03/2019
  Independent Insurance Agent
  Las Vegas, NV
• 04/2024 → Present
  Osaic Wealth Inc
  Las Vegas, NV

Previous Registrations

• 2019-04-10 → 2024-04-08
  Pruco Securities, Llc.
  Las Vegas, NV
  Phoenix, AZ
  Las Vegas, NV
• 2018-06-15 → 2018-12-03
  Cooper Mcmanus
  Las Vegas, NV
• 2016-10-06 → 2018-05-21
  Mml Investors Services, Llc
  Las Vegas, NV
  Las Vegas, NV
  Las Vegas, NV

Other Businesses

1. PARITY CAPITAL FINANCIAL LLC POSITION: owner/producer NATURE: Finance and Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 03/11/2019 ADDRESS: 7560 W. Sahara Ave, suite 101, Las Vegas NV 89117, United States DESCRIPTION: owner 2. PARITY CAPITAL FINANCIAL LLC POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 02/27/2019 ADDRESS: 7560 W SAHARA AVE STE 101, LAS VEGAS NV 89117-2745, United States DESCRIPTION: Provide advice to help individuals manage their money and plan for their financial future.

Exams

• S66 Uniform Combined State Law Examination
  2016-08-29
• S63 Uniform Securities Agent State Law Examination
  2003-06-12

Designations

• Certified Financial Planner

Other Names

• Kyle Kk Lum
• Kyle Lum
• Kyle K Lum