Mark James Funk

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1999 → Present
  Northwestern Mutual Life
  Milwaukee, WI
• 12/1999 → Present
  Northwestern Mutual Investment Service Llc
  Milwaukee, WI
• 06/2015 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, THE FUNK GROUP, LLC, MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 1/1/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGING DIRECTOR. INVESTMENT RELATED. 3. 50% OWNER, GRAY WOLF LODGE, LLC, 3538 INVERNESS RD, WATERLOO, , IOWA, 50701, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 8/10/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RENTAL PROPERTY - CABIN IN WHITEFISH, MONTANA 4. 100% OWNER, MARK FUNK COACHING, NON-BUSINESS RELATED, START DATE: 1/26/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BUSINESS AND LIFE COACHING 5. OWNER, OWNER, LWP ENTERPRISES LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 11/5/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2010-04-08
• S63 Uniform Securities Agent State Law Examination
  2000-02-25

Designations

• Chartered Financial Consultant

Other Names

• Mark J Funk