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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2020-11-20 |
Branch Locations
211 East San Marnan Drive, Waterloo, IA 50702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest/Bank Of The West Investment Services, Inc | Marion | IA | 10/2016 | 06/2017 |
| Farm Bureau Financial Serv/Fbl | West Des Moines | IA | 07/2017 | 08/2018 |
| Pruco Securities/Prudential, Llc | Cedar Rapids | IA | 09/2018 | 01/2019 |
| Tdameritrade | Cedar Rapids | IA | 01/2019 | 09/2019 |
| Lpl Financial, Llc | Cedar Rapids | IA | 09/2020 | 11/2020 |
| Greenstate Credit Union/Cambridge Investment | Cedar Rapids | IA | 11/2019 | 11/2020 |
| Edward Jones | St. Louis | MO | 11/2020 | Present |
| Self | Fairfax | IA | 11/2019 | 11/2020 |
| American Institute | Cedar Rapids | IA | 06/2018 | 04/2019 |
Self Type of business: Arbitrator Fairfax, IA Start date: 11/1/2019 Arbitrator Hours per week: 1 Hours during trading: 0 Arbitrate cases for FINRA Self Type of business: retail online sales fairfax, IA Start date: 6/1/2026 self Hours per week: 4 Hours during trading: 0 selling misc items online
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-02 |
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