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Thomas Theodore Jaeger

Wells Fargo Clearing Services, LLC

Waterloo, IA

Dubuque, IA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2008-01-01
  • IA RA
    APPROVED
    Since 2008-01-01

Branch Locations

3806 Pheasant Ln, Waterloo, IA 50701 • United States

2100 Asbury Ste 1, Dubuque, IA 52001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Dubuque IA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Dubuque IA 11/2016 Present
Previous Registrations
  • 2002-10-17 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Dubuque, IA
    Dubuque, IA
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-10
S63 Uniform Securities Agent State Law Examination 1999-07-09
  • S66 Uniform Combined State Law Examination
    2002-10-10
  • S63 Uniform Securities Agent State Law Examination
    1999-07-09
Designations
Other Names
  • Tom Jaeger
  • Thomas T Jaeger

View on SEC IAPD

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