John Stanley Tuve

Employer firm

Tuve Investment Management, Inc. CRD 226702

$148M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → Present
  Tuve Investment Management, Inc.
  Waterloo, IA
• 08/2015 → 12/2024
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2015-08-07 → 2025-12-31
  Tuve Investment Management, Inc.
  Waterloo, IA
• 1996-01-16 → 2015-09-29
  Lpl Financial Llc
  Waterloo, IA

Other Businesses

1. TUVE INVESTMENTS, NON- INVESTMENT RELATED, ADDRESS: 227 E. SAN MARNAN DR., WATERLOO IA, 50702, INSURANCE SALES, POSITION: INSURANCE AGENT, 20 HOURS DEVOTED A MONTH, 1 HOUR DEVOTED DURING SECURITIES TRADING HOURS, DUTIES: INSURANCE SALES. 2. REAL ESTATE RENTAL, NON-INVESTMENT RELATED, ADDRESS: PARKERSBURGH, IA, POSITION: OWNER/LANDLORD, START DATE: 12/5/2008, 4 HOURS DEVOTED A MONTH, DUTIES: OWN THREE PIECES OF FARMLAND WITH A TOTAL OF 56 ACRES IN GOVERNMENT PROGRAMS FOR SETTING LAND ASIDE AND NOT ACTIVELY FARMING THE LAND. 3. REAL ESTATE RENTAL, NON- INVESTMENT RELATED, ADDRESS: WATERLOO, IA, OFFICE SPACE RENTAL, POSITION: LANDLORD/OWNER, START DATE: 12/5/2008, 2 HOURS DEVOTED A MONTH, DUTIES: RENTAL OF OFFICE SPACE TO LOCAL BUSINESS. 4. IOWA NOTARY, NON-INVESTMENT RELATED, ADDRESS: WATERLOO, IA, NOTARIZING DOCUMENTS, POSITION: LICENSED NOTARY, START DATE: 12/12/2011, 1 HOUR DEVOTED A MONTH, DUTIES: I NOTARIZE DOCUMENTS FOR INDIVIDUALS THAT REQUIRE A LICENSED NOTARY TO DO SO. 5. TUVE INVESTMENTS INVESTMENT MANAGEMENT, INC., INVESTMENT RELATED, ADDRESS: 227 EAST SAN MARNAN DR., WATERLOO, IA 50702, RIA, POSITION: OWNER AND FINANCIAL PLANNER, START DATE: 07/2015,140 HOURS DEVOTED A MONTH, 140 HOURS DEVOTED DURING SECURITIES TRADING HOURS, DUTIES: FINANCIAL PLANNING, RETIREMENT PLANNING, AND ASSET MANAGEMENT.

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-02-03

Designations

• Certified Financial Planner