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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-05-20 |
| TX | RA | APPROVED | 2024-05-16 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Las Vegas | NV | 07/2008 | 05/2024 |
| Lpl Financial Llc | Las Vegas | NV | 05/2024 | Present |
1) 04/30/2024 - Max Too LLC - Business Entity For Tax/Investment Purposes Only - Rental income - NV 89101 - Non investment related - 2 Hours per month - Start date: 04/06/2006. 2) 04/30/2024 - Real Estate Rental - owner - NV 89120 - Investment related - 2 Hours per month - Start date: 06/01/2009. 3) 04/30/2024 - James Brown - Real Estate Rental - owner - NV 89139 - Investment related - Start date: 04/24/2024. 4) 04/30/2024 - Dawn Gordon Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 20 Hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-07 |
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