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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-01-05
TX RA APPROVED_RES 2020-01-06
MI RA APPROVED 2018-07-10
  • FL RA
    APPROVED
    Since 2021-01-05
  • TX RA
    APPROVED_RES
    Since 2020-01-06
  • MI RA
    APPROVED
    Since 2018-07-10

Branch Locations

201 North Riverside Avenue Suite E-7, Saint Clair, MI 48079-5491 • United States

Marco Island, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Inc Port Huron MI 03/1999 07/2018
Stifel Nicolaus & Co Inc St. Clair MI 07/2018 Present
  • 03/1999 → 07/2018
    Port Huron, MI
  • 07/2018 → Present
    Stifel Nicolaus & Co Inc
    St. Clair, MI
Previous Registrations
Other Businesses

1. Personal Rentals; St. Clair, MI; Land Lord/Bookkeeping -(3) rental properties; 11/27/1995; 10.00 Hour(s) Per Year - not during securities trading hours; Investment-Related 2. JOFC INC, DBA as Jimmy's Frozen Custard; 2155 River Road, St. Clair, MI 48079; co-owner - bookkeeping; 08/01/2001; 5.00 Hour(s) Per Week - not during securities trading hours; Not Investment-Related 3. SCHUDLICH ENT, LLC; 2155 RIVER ROAD, ST. CLAIR, MI 48079; MEMBER OF LLC - 50%. NATURE OF ORGANIZATION: HOLDING LAND; 8/1/2001; 5.00 Hour(s) Per Year - not during securities trading hours; Not Investment-Related 4. Rental Property; 651 Parker Street, Marine City, MI 48039; Rental; Joint owner; 12/17/2021; 0 Horus per Day; Not During Securities Trading Hours; Investment-Related. 5. Eagle Cay Condominium Association; 881 - 911 Collier Court Post office box 931 Marco Island, FL 34145; home owners associate; Sargent - of - Arms; 4 meetings per year - ensuring attendance for quorums, manages flow of meetings and question and answer; 03/18/2026; 10hrs/yr; Not during securities trading hours; Not investment related 6. Rental Property; 893 Collier Court BLD 3 - #405 Marco Island, FL 34145; seasonal rental; Joint property owner with husband, help husband with personal property bookkeeping items , ie deposit rent, pay: HOA fees, utilities, maintenance contractors, property taxes and insurance; 02/01/2027; 5 hours/year; Not during securities trading hours; Investment-Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-21
S63 Uniform Securities Agent State Law Examination 1988-06-29
  • S65 Uniform Investment Adviser Law Examination
    2007-11-21
  • S63 Uniform Securities Agent State Law Examination
    1988-06-29
Other Names
  • Shelley Lynn Martin
  • Shelley Lynn Dyle

View on SEC IAPD

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