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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-01-05 |
| TX | RA | APPROVED_RES | 2020-01-06 |
| MI | RA | APPROVED | 2018-07-10 |
Branch Locations
201 North Riverside Avenue Suite E-7, Saint Clair, MI 48079-5491 • United States
Marco Island, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co Inc | Port Huron | MI | 03/1999 | 07/2018 |
| Stifel Nicolaus & Co Inc | St. Clair | MI | 07/2018 | Present |
1. Personal Rentals; St. Clair, MI; Land Lord/Bookkeeping -(3) rental properties; 11/27/1995; 10.00 Hour(s) Per Year - not during securities trading hours; Investment-Related 2. JOFC INC, DBA as Jimmy's Frozen Custard; 2155 River Road, St. Clair, MI 48079; co-owner - bookkeeping; 08/01/2001; 5.00 Hour(s) Per Week - not during securities trading hours; Not Investment-Related 3. SCHUDLICH ENT, LLC; 2155 RIVER ROAD, ST. CLAIR, MI 48079; MEMBER OF LLC - 50%. NATURE OF ORGANIZATION: HOLDING LAND; 8/1/2001; 5.00 Hour(s) Per Year - not during securities trading hours; Not Investment-Related 4. Rental Property; 651 Parker Street, Marine City, MI 48039; Rental; Joint owner; 12/17/2021; 0 Horus per Day; Not During Securities Trading Hours; Investment-Related. 5. Eagle Cay Condominium Association; 881 - 911 Collier Court Post office box 931 Marco Island, FL 34145; home owners associate; Sargent - of - Arms; 4 meetings per year - ensuring attendance for quorums, manages flow of meetings and question and answer; 03/18/2026; 10hrs/yr; Not during securities trading hours; Not investment related 6. Rental Property; 893 Collier Court BLD 3 - #405 Marco Island, FL 34145; seasonal rental; Joint property owner with husband, help husband with personal property bookkeeping items , ie deposit rent, pay: HOA fees, utilities, maintenance contractors, property taxes and insurance; 02/01/2027; 5 hours/year; Not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-29 |
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