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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-24 |
| MI | RA | APPROVED | 2025-06-23 |
Branch Locations
201 North Riverside Avenue Suite E-7, Saint Clair, MI 48079-5491 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jimmys Frozen Custard | Port Huron | MI | 04/2014 | 08/2019 |
| Eastern Michigan University | Ypsilanti | MI | 10/2019 | 12/2020 |
| Eastern Michigan University | Ypsilanti | MI | 08/2019 | 04/2023 |
| Michigan Medicine | Ann Arbor | MI | 05/2021 | 07/2022 |
| Mikes Voyageur | St. Clair | MI | 05/2023 | 08/2023 |
| Oakland Universtiy | Oakland | MI | 09/2023 | 12/2023 |
| Stifel | St. Clair | MI | 10/2023 | Present |
1. Riverview Plaza Condominium; 855 Michigan Ave Marysville MI 48040; Condominium Association Board of Directors - General Member at Large; Board position; Listen, discuss and vote on issues relating to condominium maintenance, budgets, and other projects; 03/03/2025; 1 hr/month; Not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-20 |
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