Best Investors Account Sign in

Lori Ann Stephenson

Stifel, Nicolaus & Company, Incorporated

Saint Clair, MI

Claim This Profile
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-31
MI RA APPROVED 2010-06-03
  • TX RA
    APPROVED_RES
    Since 2020-03-31
  • MI RA
    APPROVED
    Since 2010-06-03

Branch Locations

201 North Riverside Avenue Suite E-7, Saint Clair, MI 48079-5491 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc St. Clair MI 06/2010 Present
  • 06/2010 → Present
    Stifel Nicolaus & Co Inc
    St. Clair, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-02
  • S66 Uniform Combined State Law Examination
    2009-04-02
Other Names
  • Lori Stephenson

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STATE FARM INVESTMENT MANAGEMENT CORP.
WEALTH WATCH ADVISORS, INC
THRIVENT INVESTMENT MANAGEMENT INC.

Other Investors

Megan Marie Schudlich
SHELLEY SCHUDLICH
JAMES MARTIN WINIARSKI
William D Potthoff
RICHARD GERARD SCHWEIHOFER
EVETTE MISTY BONFIGLIO
Charles Michael Alley
MARK S BARNETT

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Saint Clair, MI
EDWARD JONES · ST CLAIR, MI
OSAIC WEALTH, INC. · ST. CLAIR, MI
EDWARD JONES · SAINT CLAIR, MI
LPL FINANCIAL LLC · CHINA, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MARYSVILLE, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Marysville, MI
EDWARD JONES · MARYSVILLE, MI

More in Saint Clair, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor