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9335 Ellerbe Road, Shreveport, LA 71106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-09 |
| LA | RA | APPROVED | 2022-03-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc | Shreveport | LA | 02/2014 | 03/2022 |
| Lmg Wealth Partners, Llc | Shreveport | LA | 03/2022 | Present |
Lloyds of Sophia, LLC - 289 Captain H.M. Shreve Blvd, Shreveport, LA - not investment related - 33% Owner - LLC for limousine/no rentals/personal use only - March 2010 - 0 hours devoted to the other business - 0 hours devoted during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-17 |
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