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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| CO | RA | APPROVED | 2020-12-14 |
| NJ | RA | APPROVED | 2004-03-17 |
| TX | RA | APPROVED_RES | 1998-04-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 07/1986 | Present |
| Bank Of America, N.A. | New York | NY | 09/2009 | Present |
I*59565 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: APARTMENT AT 508 EAST 78TH STREET INVESTMENT RELATED: N ADDRESS OF BUSINESS: 508 EAST 78TH STREET, APARTMENT 5P NEW YORK, NEW YORK 10281 NATURE OF BUSINESS: OTHER, I OWN IT IN MY SINGLE NAME POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/1/2012 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I OWN A SMALL APARTMENT IN NEW YORK , I HAVE DECIDED TO RENT IT OUT SINCE I LIVE IN NJ WITH MY FAMILY AND I DON'T USE IT ANY MORE. I HAVE NO RESPONSIBILITIES FOR THE APARMENT, JUST COLLECT RENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-21 |
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