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Brian Edward Campbell

Wells Fargo Clearing Services, LLC

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2017-12-07
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2017-12-07

Branch Locations

1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc. New York NY 06/2017 Present
Unemployed New York NY 01/2015 06/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-14
S65 Uniform Investment Adviser Law Examination 1995-09-25
S63 Uniform Securities Agent State Law Examination 1995-09-22
  • S66 Uniform Combined State Law Examination
    2017-09-14
  • S65 Uniform Investment Adviser Law Examination
    1995-09-25
  • S63 Uniform Securities Agent State Law Examination
    1995-09-22
Other Names
  • Brian Edward Campbell

View on SEC IAPD

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