Best Investors Account Sign in

Patricia Kennedy Penn

Morgan Stanley

Alexandria, VA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-06-01
VA RA APPROVED 2009-06-01
  • TX RA
    APPROVED
    Since 2009-06-01
  • VA RA
    APPROVED
    Since 2009-06-01

Branch Locations

333 John Carlyle Street Suite 650, Alexandria, VA 22314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Alexandria VA 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Alexandria, VA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Alexandria, VA
  • 2003-07-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Alexandria, VA
    Alexandria, VA
  • 2000-02-28 → 2002-12-09
    Morgan Stanley Dw Inc.
    Temple, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-13
S63 Uniform Securities Agent State Law Examination 1998-07-15
  • S65 Uniform Investment Adviser Law Examination
    2000-03-13
  • S63 Uniform Securities Agent State Law Examination
    1998-07-15
Designations
Other Names
  • Patricia Sides
  • Patricia Johnette Penn
  • Patricia Johnette Sides
  • Johnette Penn
  • Patricia Johnette Sides Penn
  • Patricia Sides Penn
  • Patricia Kennedy Penn

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
INTEGRATED WEALTH CONCEPTS LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL FINANCIAL LLC
EDWARD JONES
THE EDGAR LOMAX COMPANY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

Cristina Gabalda
MARIO GABALDA
JOHN. W EXNER
FULTON BRIDGES
NICOLE RENEE WRIGHT
JEFFREY MARTIN CALLAN
Violet Son
Taekyung Yoon

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Alexandria, VA
INTEGRATED WEALTH CONCEPTS LLC · Alexandria, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Alexandria, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA
EDWARD JONES · Alexandria, VA
THE EDGAR LOMAX COMPANY · ALEXANDRIA, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALEXANDRIA, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA

More in Alexandria, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor