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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-22
TX RA APPROVED 2024-02-22
  • CA RA
    APPROVED
    Since 2024-02-22
  • TX RA
    APPROVED
    Since 2024-02-22

Branch Locations

3131 Camino Del Rio North Suite 1350, San Diego, CA 92108 • United States

Sovran Advisors, Llc

3131 Camino Del Rio N. Suite 800, San Diego, CA 92108 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-22
  • CA RA
    APPROVED
    Since 2024-02-22

Branch Locations

3131 Camino Del Rio N. Suite 800, San Diego, CA 92108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Secuirites Inc San Diego CA 09/2001 03/2017
Massachusetts Mutual Life Insurance Company Los Angeles CA 07/2016 02/2024
Mml Investors Services, Llc San Diego CA 03/2017 02/2024
Cetera Wealth Services, Llc El Segundo CA 02/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2024 Present
Sovran Advisors Llc - Crd 329415 San Diego CA 02/2024 Present
Dwellings Llc San Diego CA 05/2017 Present
Jd Community Homes, Llc San Diego CA 01/2021 Present
Greater Pacific Solutions San Diego CA 06/2016 Present
Sovran Partners San Diego CA 03/2024 Present
Sovran Usa San Diego CA 02/2024 Present
Sovran Insurance Services San Diego CA 02/2025 Present
  • 09/2001 → 03/2017
    Metlife Secuirites Inc
    San Diego, CA
  • 07/2016 → 02/2024
    Massachusetts Mutual Life Insurance Company
    Los Angeles, CA
  • 03/2017 → 02/2024
    San Diego, CA
  • 02/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2024 → Present
    Schaumburg, IL
  • 02/2024 → Present
    Sovran Advisors Llc - Crd 329415
    San Diego, CA
  • 05/2017 → Present
    Dwellings Llc
    San Diego, CA
  • 01/2021 → Present
    Jd Community Homes, Llc
    San Diego, CA
  • 06/2016 → Present
    Greater Pacific Solutions
    San Diego, CA
  • 03/2024 → Present
    Sovran Partners
    San Diego, CA
  • 02/2024 → Present
    Sovran Usa
    San Diego, CA
  • 02/2025 → Present
    Sovran Insurance Services
    San Diego, CA
Previous Registrations
  • 2017-03-25 → 2024-03-06
    San Diego, CA
    Los Angeles, CA
    Woodland Hills, CA
    Costa Mesa, CA
    Los Angeles, CA
  • 2001-12-11 → 2017-03-25
    Msi Financial Services, Inc.
    Los Angeles, CA
    San Diego, CA
    Los Angeles, CA
    Woodland Hills, CA
    San Diego, CA
  • 2012-10-30 → 2015-01-02
    New England Securities
    Los Angeles, CA
    Woodland Hills, CA
    Los Angeles, CA
Other Businesses

1. NAME OF OTHER BUSINESS: SOVRAN ADVISORS LLC DBA SOVRAN PARTNERS - CRD 329415; INV REL: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM; POSITION: OWNER/INVESTMENT ADVISOR REPRESENTATIVE; DATE: 02/2024; APX # OF HRS PER WEEK: 40; APX # OF HRS DURING TRADING HOURS: 30; DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INV REL: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE DATE: 2/1986 APX # OF HRS PER WEEK: 10 APX # OF HRS DURING TRADING HOURS: 2 POSITION: INSURANCE AGENT DUTIES: SALES OF LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 3. NAME OF OTHER BUSINESS: VIP REEVES CONDOMINIUM OWNERS ASSOCIATION INV REL: NO ADDRESS: 235 S REEVES DRIVE, BEVERLY HILLS, CA 90212 NATURE OF BUSINESS: BOARD FIDUCIARY POSITION DATE: 1/2016 POSITION: ELECTED BOARD MEMBER APX # OF HRS PER WEEK: .25 APX # OF HRS DURING TRADING HOURS: 0 DUTIES: SUPERVISION AND ADVISORY; 4. NAME OF OTHER BUSINESS: DWELLINGS LLC INV REL: NO ADDRESS: 3131 CAMINO DEL RIO NORTH, SUITE 1000, SAN DIEGO, CA 92108 NATURE OF BUSINESS: REAL ESTATE DATE: 5/2017 POSITION: OWNER/MANAGING MEMBER APX # OF HRS PER WEEK: 1 APX # OF HRS DURING TRADING HOURS: .25 DUTIES: OVERSEE THE PURCHASE/SALE, FINANCIAL, AND OPERATIONAL FUNCTIONS OF RESIDENTIAL RENTAL REAL ESTATE DWELLING UNITS. I AM NOT A REAL ESTATE AGENT OR BROKER. ALL PROPERTIES ARE OWNED BY DWELLINGS OR ITS MAJORITY OWNED SUBSIDIARY JD COMMUNITY HOMES; 5. NAME OF OTHER BUSINESS: JD COMMUNITY HOMES, LLC INV REL: NO ADDRESS: 3131 CAMINO DEL RIO NORTH, SUITE 100, SAN DIEGO, CA 92108 NATURE OF BUSINESS: REAL ESTATE DATE: 1/2021 POSITION: MANAGING MEMBER APX # OF HRS PER WEEK: 1 APX # OF HRS DURING TRADING HOURS: 0 DUTIES: REVIEW OF POTENTIAL TENANTS, OVERSIGHT OF RENTAL OPERATIONS; 6. NAME OF OTHER BUSINESS: GREATER PACIFIC SOLUTIONS INV REL: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PROVIDE PRACTICE MANAGEMENT SERVICES TO FINANCIAL PROFESSIONALS INCLUDING FACILITIES, CLERICAL, INFRASTRUCTURE, MARKETING, ACQUISITION AND SUCCESSION SUPPORT DATE: 6/2016 POSITION: PRESIDENT/CEO APX # OF HRSS PER WEEK: 20 APX # OF HRS DURING TRADING HOURS: 10 DUTIES: OVERSEE AND DIRECT PRACTICE MANAGEMENT SERVICES FOR FINANCIAL PROFESSIONALS INCLUDING FACILITIES, CLERICAL, INFRASTRUCTURE, MARKETING, ACQUISITION AND SUCCESSION SUPPORT; 7. NAME OF OTHER BUSINESS: SOVRAN PARTNERS; INV REL: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; DATE: 03/2024; POSITION: MANAGING PARTNER; APX # OF HRS PER WEEK: 40; APX # OF HRS DURING TRADING HOURS: 20; DUTIES: DBA FOR FINANCIAL SERVICES; 8. NAME OF OTHER BUSINESS: GREATER PACIFIC INSURANCE SERVICES; INV REL: NO; SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE SERVICES; DATE: 11/2020; POSITION: PRESIDENT; APX # OF HRS PER WEEK: 0; APX # OF HRS DURING TRADING HOURS: 0; DUTIES: DBA FOR INSURANCE SERVICES; 9. NAME OF OTHER BUSINESS: SOVRAN INSURANCE SERVICES; INV REL: NO; SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE SERVICES; DATE: 02/2024; POSITION: CEO; APX # OF HRS PER WEEK: 2; APX # OF HRS DURING TRADING HOURS: 1; DUTIES: EXECUTIVE DECISION MAKING REGARDING VENDOR SELECTION, COMPENSATION-PRICING, MERCHANDISING, AND BUSINESS DEVELOPMENT 10. NAME OF OTHER BUSINESS: SOVRAN USA; INV REL: YES; SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLD CO ; DATE: 02/2024; POSITION: CEO; APX # OF HRSPER WEEK: 5; APX # OF HRS DURING TRADING HOURS: 1; DUTIES: HOLDING COMPANY, BUSINESS OBJECTIVES, STRATEGY, FINANCIAL MANAGEMENT; 11. NAME OF OTHER BUSINESS: SOVRAN BUSINESS SERVICES; INV REL: NO; SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXP MGMT; DATE: 02/2024; POSITION: CEO; APX # OF HRS PER WEEK: 2; APX # OF HRS DURING TRADING HOURS: 0; DUTIES: PROVIDE BUSINESS PLANNING, STRATEGY, BOOKKEEPING, TAX SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-02
  • S66 Uniform Combined State Law Examination
    2011-05-02
Designations

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