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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-10-11 |
| TX | RA | APPROVED_RES | 2022-10-10 |
Branch Locations
2802 North Highland Ave Suite B, Jackson, TN 38305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dominion Investor Services, Inc. | Horseshoe Bay | TX | 12/1999 | 10/2022 |
| Caldwell-Bryant Financial Advisors | Jackson | TN | 10/2004 | 01/2017 |
| Dominion Portfolio Management, Inc | Horseshoe Bay | TX | 01/2011 | 06/2021 |
| Stonebridge Investment Advisors, Llc | Jackson | TN | 02/2017 | 03/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2022 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2022 | Present |
1) PHIL BRYANT / 2802 North Highland Ave, Suite B, Jackson TN / 05/1993 / INSURANCE AGENT / INV REL / 3 HR/MO 3 HR TRADING 2) CAMBRIDGE INVESTMENT RESEARCH ADVISORS / 1776 Pleasant Plain Road, Fairfield IA 52556 / 10/2022 / CIRA REPRESENTATIVE / NIR / 75 HR/ MO 50 HR TRADING 3) WEST TENNESSEE HEALTHCARE / 620 Skyline Drive, Jackson TN / 10/2022 / BOARD OF TRUSTEE, CHAIRMAN / INV REL / 10 HR/MO 4 HR TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-25 |
| S65 | Uniform Investment Adviser Law Examination | 2003-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-05 |
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