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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-14 |
| TN | RA | APPROVED | 2016-04-01 |
Branch Locations
1382 Union University Drive, Jackson, TN 38305 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Jackson | TN | 04/2016 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 04/2016 | Present |
1.Rental Property Humboldt, TN Start date: 5/1/2004 Owner Hours per week: 0 Hours during trading: 0 No Responsibilities - We have a manager. 3. LONE OAK HOLDING LLC, OWNER; INVESTMENT RELATED; HUMBOLDT, TN; REAL ESTATE; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-23 |
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