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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-04-28 |
| TX | RA | APPROVED_RES | 2026-04-28 |
Branch Locations
1382 Union University Drive, Jackson, TN 38305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lance Hocutt Financial Group | Tuscaloosa | AL | 08/2017 | 02/2024 |
| Sa Stone Investment Advisors, Inc. | Tuscaloosa | AL | 05/2020 | 02/2024 |
| Student | Tuscaloosa | AL | 05/2010 | 12/2020 |
| Lance Hocutt Financial Group/ Progress Financial Services | Tuscaloosa | AL | 06/2021 | 10/2022 |
| Sa Stone Wealth Management, Inc. | Tuscaloosa | AL | 07/2022 | 02/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tuscaloosa | AL | 05/2024 | 04/2026 |
| University Of Alabama | Tuscaloosa | AL | 08/2017 | 12/2020 |
| Bank Of America, N.A. | Tuscaloosa | AL | 06/2024 | 03/2026 |
| Morgan Stanley | Jackson | TN | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-03-08 |
| S65 | Uniform Investment Adviser Law Examination | 2021-05-18 |
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