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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-08-03
  • TN RA
    APPROVED
    Since 2026-08-03

Branch Locations

117 Seaboard Lane Ste E204, Franklin, TN 37067 • United States

Henderson, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Jackson TN 08/2016 07/2026
Morgan Stanley Private Bank, N.A. New York NY 10/2016 07/2026
Lpl Enterprise Llc Franklin TN 08/2026 Present
  • 08/2016 → 07/2026
    Jackson, TN
  • 10/2016 → 07/2026
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 08/2026 → Present
    Franklin, TN
Previous Registrations
Other Businesses

1. 07/22/2026 – Prudential Advisors– DBA for LPL Business (entity for LPL business) – Henderson TN – Inv Related – OBA Start Date: 06/17/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading” 2. 07/22/2026– Floyd Scott N/A Non-Variable Insurance – Non-Variable Insurance/Insurance Agency – Henderson TN – Inv Related – OBA Start Date: 06/17/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading”

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-17
  • S66 Uniform Combined State Law Examination
    2017-02-17

View on SEC IAPD

Other Firms

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