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Sam James Lopresti

Morgan Stanley

Pasadena, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-11
CA RA APPROVED 2015-08-27
  • TX RA
    APPROVED_RES
    Since 2020-03-11
  • CA RA
    APPROVED
    Since 2015-08-27

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Pasadena CA 04/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-27
S63 Uniform Securities Agent State Law Examination 1998-02-23
  • S65 Uniform Investment Adviser Law Examination
    2015-08-27
  • S63 Uniform Securities Agent State Law Examination
    1998-02-23
Other Names
  • Sam James Lopresti
  • Sam James Lopresti
  • Sam J Lopresti Jr
  • Sam J Lopresti
  • Sam J Lopresti Jr.
  • Sam J Lopresti
  • Sam James Lopresti Jr

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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