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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-12-16 |
| TX | RA | APPROVED_RES | 2009-10-22 |
| PA | RA | APPROVED | 2007-07-31 |
Branch Locations
2650 North Military Trail Suite 400, Boca Raton, FL 33431 • United States
2000 Oxford Drive, Suite 605, Bethel Park, PA 15102 • United States
Pittsburgh, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Bethel Park | PA | 07/2007 | Present |
1. Sri Venkateswara Temple; P.O. Box No.17280 Penn Hills PA 15235; religious institution; Member of the committee to invest Trust fund; Choose outside money manger and monitor the account; 12/01/1983; 12.00 Hour(s) Per Year; not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-06 |
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