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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-14
TX RA APPROVED_RES 2019-10-24
CO RA APPROVED 2015-11-02
  • CA RA
    APPROVED
    Since 2024-02-14
  • TX RA
    APPROVED_RES
    Since 2019-10-24
  • CO RA
    APPROVED
    Since 2015-11-02

Branch Locations

1801 California Street Suite 3900, Denver, CO 80202-5822 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Houston TX 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Houston, TX
Other Businesses

(1) G & C LLC; ADDRESS: 5132 DOLIVER DRIVE HOUSTON, TX 77056; BUSINESS DESCRIPTION: CONDUIT TO INVEST IN VARIOUS OIL AND GAS PROPERTIES; NOT INVESTMENT RELATED; START DATE: 09/01/2010; CAPACITY: INVESTOR-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) RENTAL PROPERTY; ADDRESS: 1320 WOODLAND HILLS TRAIL AUSTIN, TX; BUSINESS DESCRIPTION: LEASING VACATION HOME; NOT INVESTMENT RELATED; START DATE: 03/06/2011; CAPACITY: OWNER-PASSIVE; DUTIES: LANDLORD/ RENTAL INCOME; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) CURE DUCHENNE; ADDRESS: 1400 QUAIL ST#110 CORONA DEL MAR NEWPORT BEACH, CA; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 06/01/2013; CAPACITY: BOARD OF DIRECTORS; DUTIES: BOARD MEMBER; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (4) FIRST TEE OF GREATER AUSTIN; ADDRESS: 5501 ED BLUESTEIN BLVD AUSTIN, TEXAS 78723; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 02/01/2014; CAPACITY: BOARD OF DIRECTORS; DUTIES: ATTEND 6 BOARD MEETINGS A YEAR TO DISCUSS FUNDRAISING PROJECTS; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (5) TEATRO (FOUR SEASONS) HOA - DENVER; ADDRESS: DENVER, COLORADO 80202; BUSINESS DESCRIPTION: HOMEOWNERS ASSOCIATION; NOT INVESTMENT RELATED; START DATE: 09/01/2015; CAPACITY: BOARD OF DIRECTORS; DUTIES: ATTENDING BOARD MEETINGS, ADVISING GM OF THE PRIVATE RESIDENCES; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (6) COLORADO UPLIFT; ADDRESS: 14 KING ST DENVER, CO 80211; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 05/01/2016; CAPACITY: BOARD OF DIRECTORS; DUTIES: STRATEGIC PLANNING FOR THE CAPSTONE PROGRAM GOING FORWARD; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (7) A Precious Child; Address: 7051 W. 118th Ave. Broomfield, Colorado 80020; Not for profit: not investment related; Business Description: Foundation Funding for Needy Children; Capacity: Board of Trustees; Start Date: 7/11/2018; Duties: Business Development; Hours Devoted per month; 1: Hours devoted per month during securities hours; 1. (8) NAME OF ENTITY: Brickell Flatiron HOA ADDRESS: 1000 Brickell Plaza Miami FL 33131 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Homeowners Association CAPACITY: Board of Directors * START DATE: 11/01/2021 DUTIES: Maintenance advice on building strategy HOURS DEVOTED PER MONTH: 4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-27
S63 Uniform Securities Agent State Law Examination 1986-05-16
  • S66 Uniform Combined State Law Examination
    2000-11-27
  • S63 Uniform Securities Agent State Law Examination
    1986-05-16

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