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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-14 |
| TX | RA | APPROVED_RES | 2019-10-24 |
| CO | RA | APPROVED | 2015-11-02 |
Branch Locations
1801 California Street Suite 3900, Denver, CO 80202-5822 • United States
Denver, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Houston | TX | 03/2008 | Present |
(1) G & C LLC; ADDRESS: 5132 DOLIVER DRIVE HOUSTON, TX 77056; BUSINESS DESCRIPTION: CONDUIT TO INVEST IN VARIOUS OIL AND GAS PROPERTIES; NOT INVESTMENT RELATED; START DATE: 09/01/2010; CAPACITY: INVESTOR-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) RENTAL PROPERTY; ADDRESS: 1320 WOODLAND HILLS TRAIL AUSTIN, TX; BUSINESS DESCRIPTION: LEASING VACATION HOME; NOT INVESTMENT RELATED; START DATE: 03/06/2011; CAPACITY: OWNER-PASSIVE; DUTIES: LANDLORD/ RENTAL INCOME; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) CURE DUCHENNE; ADDRESS: 1400 QUAIL ST#110 CORONA DEL MAR NEWPORT BEACH, CA; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 06/01/2013; CAPACITY: BOARD OF DIRECTORS; DUTIES: BOARD MEMBER; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (4) FIRST TEE OF GREATER AUSTIN; ADDRESS: 5501 ED BLUESTEIN BLVD AUSTIN, TEXAS 78723; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 02/01/2014; CAPACITY: BOARD OF DIRECTORS; DUTIES: ATTEND 6 BOARD MEETINGS A YEAR TO DISCUSS FUNDRAISING PROJECTS; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (5) TEATRO (FOUR SEASONS) HOA - DENVER; ADDRESS: DENVER, COLORADO 80202; BUSINESS DESCRIPTION: HOMEOWNERS ASSOCIATION; NOT INVESTMENT RELATED; START DATE: 09/01/2015; CAPACITY: BOARD OF DIRECTORS; DUTIES: ATTENDING BOARD MEETINGS, ADVISING GM OF THE PRIVATE RESIDENCES; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (6) COLORADO UPLIFT; ADDRESS: 14 KING ST DENVER, CO 80211; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 05/01/2016; CAPACITY: BOARD OF DIRECTORS; DUTIES: STRATEGIC PLANNING FOR THE CAPSTONE PROGRAM GOING FORWARD; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (7) A Precious Child; Address: 7051 W. 118th Ave. Broomfield, Colorado 80020; Not for profit: not investment related; Business Description: Foundation Funding for Needy Children; Capacity: Board of Trustees; Start Date: 7/11/2018; Duties: Business Development; Hours Devoted per month; 1: Hours devoted per month during securities hours; 1. (8) NAME OF ENTITY: Brickell Flatiron HOA ADDRESS: 1000 Brickell Plaza Miami FL 33131 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Homeowners Association CAPACITY: Board of Directors * START DATE: 11/01/2021 DUTIES: Maintenance advice on building strategy HOURS DEVOTED PER MONTH: 4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-16 |
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