Best Investors Account Sign in
Inactive

William George Caster

Arax Advisory Partners

New York, NY

Cleveland, OH

Claim This Profile
Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-02-03
  • OH RA
    APPROVED
    Since 2026-02-03

Branch Locations

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

1300 E. 9Th St. Suite 1900, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Cleveland OH 05/2010 05/2018
Fifth Third Bank Cleveland OH 05/2018 08/2023
Gries Financial Llc Cleveland OH 10/2023 10/2024
Gries Financial, Llc Cleveland OH 11/2024 01/2026
Arax Advisory Partners, Llc Denver CO 02/2026 Present
  • 05/2010 → 05/2018
    Pnc Bank
    Cleveland, OH
  • 05/2018 → 08/2023
    Fifth Third Bank
    Cleveland, OH
  • 10/2023 → 10/2024
    Gries Financial Llc
    Cleveland, OH
  • 11/2024 → 01/2026
    Gries Financial, Llc
    Cleveland, OH
  • 02/2026 → Present
    Arax Advisory Partners, Llc
    Denver, CO
Previous Registrations
  • 2024-05-21 → 2026-02-06
    Gfp Private Wealth
    Cleveland, OH
    Chagrin Falls, OH
  • 2009-01-14 → 2010-10-15
    Bny Mellon Securities Corporation
    Pittsburgh, PA
    Pepper Pike, OH
    Pittsburgh, PA
  • 2003-09-17 → 2007-02-15
    Keybanc Capital Markets Inc.
    Cleveland, OH
    Cleveland, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-20
S66 Uniform Combined State Law Examination 2003-09-09
S63 Uniform Securities Agent State Law Examination 1986-05-14
  • S65 Uniform Investment Adviser Law Examination
    2024-05-20
  • S66 Uniform Combined State Law Examination
    2003-09-09
  • S63 Uniform Securities Agent State Law Examination
    1986-05-14

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor