William George Caster

Employer firm

Arax Advisory Partners CRD 133535

$26.5B regulatory AUM 16 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 05/2018
  Pnc Bank
  Cleveland, OH
• 05/2018 → 08/2023
  Fifth Third Bank
  Cleveland, OH
• 10/2023 → 10/2024
  Gries Financial Llc
  Cleveland, OH
• 11/2024 → 01/2026
  Gries Financial, Llc
  Cleveland, OH
• 02/2026 → Present
  Arax Advisory Partners, Llc
  Denver, CO

Previous Registrations

• 2024-05-21 → 2026-02-06
  Gfp Private Wealth
  Cleveland, OH
  Chagrin Falls, OH
• 2009-01-14 → 2010-10-15
  Bny Mellon Securities Corporation
  Pittsburgh, PA
  Pepper Pike, OH
  Pittsburgh, PA
• 2003-09-17 → 2007-02-15
  Keybanc Capital Markets Inc.
  Cleveland, OH
  Cleveland, OH

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-05-20
• S66 Uniform Combined State Law Examination
  2003-09-09
• S63 Uniform Securities Agent State Law Examination
  1986-05-14