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Rmr Wealth Management CRD 152266
$195M regulatory AUM 5 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
14 Penn Plaza Ste 1316, New York, NY 10122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-29 |
| NJ | RA | APPROVED | 2010-01-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dinosaur Securities | New York | NY | 01/2010 | Present |
| Rmr Wealth Management | New York | NY | 01/2010 | Present |
Name of Business: SP Capital Partners LLC Investment-Related: Yes Address: 601 Smith Court, Edgewater, NJ 07020 Nature of Business: Investments Position/Title: Managing Member Start Date: 09/2008 Hours/Month Devoted: 4 hrs/month Hours Devoted during Business Hours: 4 Describe Duties: Investment selection and management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-14 |
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