Daniel J Sommers

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1999 → Present
  Freiburger Financial Group
  Oak Brook, IL
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Naperville, IL
• 03/2001 → Present
  Kestra Investment Services, Llc
  Naperville, IL

Other Businesses

Business Name: PWM 401k Investment Related: No Address: 1700 Park Street Suite 200 Naperville IL 60563 Nature of Business: Other Other/None of the Above trustee duties for 401k plan Position, Title or Relationship: trustee duties for 401k plan Start Date: 1/1/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: administration of 401k plan Business Name: Sommers Education Assistance Loan Trust Investment Related: No Address: 613 Banbury Ct Roselle IL 60172 Nature of Business: Other Back Office Operations Position, Title or Relationship: Other,Moved to Other from Director Start Date: 1/1/1999 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Director of an education trust created by my parents to allow their grandchildren to borrow funds toward their secondary education. Business Name: DCCA Wealth Management, Inc Investment Related: Yes Address: 613 Banbury Ct Roselle IL 60172 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Owner Start Date: 10/24/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: S corp created to report my business activities for income tax purposes Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Partners Wealth Management, Inc Investment Related: Yes Address: 1700 Park Street, Suite 200 Naperville IL 60563 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Independent Contractor for Partners Wealth Management Start Date: 4/26/1999 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: Investment, insurance, financial consulting Business Name: DCCA Financial Wealth Management LLP Investment Related: Yes Address: 613 Banbury Ct Roselle IL 60172 Nature of Business: Other Back Office Operations; Bank or Credit Union Position, Title or Relationship: partner Start Date: 2/2/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: accounting Business Name: PIDAY LLC POSITION: Managing Member NATURE: Private Investment INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/09/2023 ADDRESS: 613 Banbury Ct, Roselle IL 60172-3001 DESCRIPTION: I am the managing member of the LLC which was created to invest in a private investment.

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-05-18
• S65 Uniform Investment Adviser Law Examination
  1999-11-22

Designations

• Certified Financial Planner