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Faye Brown Sprye

Davenport & Company LLC

Raleigh, NC

Rocky Mount, NC

CRD 1482835

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Employer firm

Davenport & Company LLC CRD 1588

$24.7B regulatory AUM 84 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Davenport & Company Llc

One James Center 901 East Cary Street, Suite 1100, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2003-01-07
  • NC RA
    APPROVED
    Since 2003-01-07

Branch Locations

3605 Glenwood Avenue Suite 310, Raleigh, NC 27612-3909 • United States

Rocky Mount, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Davenport & Company Llc Rocky Mount NC 05/2000 Present
#Ia Davenport & Company Llc Rocky Mount NC 11/2001 Present
  • 05/2000 → Present
    Rocky Mount, NC
  • 11/2001 → Present
    #Ia Davenport & Company Llc
    Rocky Mount, NC
Other Businesses

(1)NAME: UNITED COMMUNITY MINISTRIES INVESTMENT-RELATED?: NO ADDRESS: 341 MCDONALD ST. ROCKY MOUNT, NC 27804 NATURE: NON-PROFIT POSITION/TITLE: EXECUTIVE BOARD MEMBER START DATE: 2014 HRS/MONTH: 6 HRS/MONTH DURING BUSINESS HOURS: NONE DUTIES: FUNDRAISING CHAIR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-05
S65 Uniform Investment Adviser Law Examination 1999-04-14
S63 Uniform Securities Agent State Law Examination 1986-06-09
  • S66 Uniform Combined State Law Examination
    2001-11-05
  • S65 Uniform Investment Adviser Law Examination
    1999-04-14
  • S63 Uniform Securities Agent State Law Examination
    1986-06-09
Other Names
  • Judith Faye Brown

View on SEC IAPD

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