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Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2005-07-25
  • NJ RA
    APPROVED
    Since 2005-07-25

Branch Locations

51 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Investment Management Llc Parsippany NJ 06/2005 Present
Previous Registrations
Other Businesses

Rental Properties; 31 Edwin St., Ridgefield Park, NJ 07660 and 75 Aqueduct Ave., Midland Park, NJ 07432; owner; one hour per month not during normal business hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-25
S63 Uniform Securities Agent State Law Examination 1993-07-14
  • S65 Uniform Investment Adviser Law Examination
    1994-03-25
  • S63 Uniform Securities Agent State Law Examination
    1993-07-14
Other Names
  • Patricia A Jorgen

View on SEC IAPD

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