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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2014-10-27 |
| TX | RA | APPROVED | 2014-10-24 |
Branch Locations
1119 Boyce St, Newberry, SC 29108 • United States
105 Main St, Greenwood, SC 29646 • United States
1320 Main St Ste 600, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Columbia | SC | 10/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Columbia | SC | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, COLUMBIA, SC, 100% OWNER, START: 11/1/2016, 4 HOURS PER MONTH/0 DURING TRADING, DUTIES: LANDLORD. POWER OF ATTORNEY FOR MOTHER, INV RELATED, COLUMBIA, SC, START: 7/31/2019, 2 HRS/MONTH, 1 HR DURING TRADING. RENTAL PROPERTY, INVT RELATED, COLUMBIA, SC, 100% OWNERSHIP, START DATE 6/1/2020, 4 HRS PER MONTH, 0 HRS DURING TRADING, MAINTAIN PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-22 |
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